Richard James Szelc

Neuberger Berman Bd LLC

CRD 2573166

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-29
TX	RA	APPROVED	2004-04-28

NY RA
APPROVED

Since 2021-03-29
TX RA
APPROVED

Since 2004-04-28

Branch Locations

200 Crescent Court 18Th Floor, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman, Llc	Dallas	TX	06/2000	Present

06/2000 → Present

Neuberger Berman, Llc

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-11-11
S63	Uniform Securities Agent State Law Examination	1994-12-23

S66 Uniform Combined State Law Examination

1997-11-11
S63 Uniform Securities Agent State Law Examination

1994-12-23

Other Names

Richard Szelc

View on SEC IAPD

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