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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-01
FL RA APPROVED 1995-03-16
  • TX RA
    APPROVED_RES
    Since 2014-08-01
  • FL RA
    APPROVED
    Since 1995-03-16

Branch Locations

27440 Cashford Cir Ste 101, Wesley Chapel, FL 33544 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wesley Chapel FL 09/2005 03/2020
Ameriprise Financial Services, Llc Wesley Chapel FL 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1 Beach Drive, unit 1510, , St Petersburg, FL, 33701; Not Investment-Related; 05/01/2018 / Single Family; 737 Pinnellas Bayway South, , Unit 111, FL, 33712; Investment-Related; 01/15/2001. Independent Insurance Brokering; Allianz; 02/28/2013; / Met Life; 01/15/2015; . Board of Directors; Rotary Club of Wesley Chapel Fund, Inc; Alternative Sergeant-of-Arms; 2653 Bruce B Downs Blvd, Suite 108A, , Wesley Chapel, FL, 33544; Not Investment-Related; 06/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
Designations

View on SEC IAPD

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