Best Investors
Account
Sign in
2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-11-23 |
Branch Locations
2601 Main Street Suite 100, Irvine, CA 92614 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corp | Irvina | CA | 10/2001 | 11/2017 |
| Trilogy Capital, Inc. | Irvine | CA | 11/2015 | Present |
| Lpl Financial Llc | Irvine | CA | 11/2017 | Present |
| Trilogy Financial Services | Irvine | CA | 11/2001 | Present |
1. 12/07/2017 - TRILOGY Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Agent - Start Date 12/1/2015 - 100 Hours Per Month / 100 Hours During Trading - TRILOGY Financial Services; Life Agent. 2. 02/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 120 Hours Per Month - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/23/2019 - Varsity Driving Academy - Not investment related - 34 Creek Road, Suite # D, Irvine, CA 92604 - Driving Instructor - start date:07/01/2019 - 40 hrs/mo - 0 hrs during trading. 4. 11/01/2019 - TRILOGY CAPITAL - DBA:TRILOGY FINANCIAL - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/23/2001 - 160 hrs/mo - 120 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-30 |
Reach out to this advisor