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Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-29
  • CA RA
    APPROVED
    Since 2021-04-29

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-30
  • CA RA
    APPROVED
    Since 2019-08-30

Branch Locations

1145 Market St 5Th Flr, San Francisco, CA 94103 • United States

1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Distributors, Llc Olathe KS 01/2013 07/2019
Massachusetts Mutual Life Insurance Company Springfield MA 01/2013 07/2019
Voya Financial Advisors, Inc. Berkeley CA 08/2019 Present
Voya Retirement Advisors San Francisco CA 04/2021 Present
  • 01/2013 → 07/2019
    Mml Distributors, Llc
    Olathe, KS
  • 01/2013 → 07/2019
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 08/2019 → Present
    Berkeley, CA
  • 04/2021 → Present
    Voya Retirement Advisors
    San Francisco, CA
Previous Registrations
  • 2008-01-10 → 2008-07-17
    Banc Of America Investment Services, Inc.
    San Francisco, CA
  • 2007-09-25 → 2008-01-07
    San Francisco, CA
    San Francisco, CA
Other Businesses

NAME OF ENTITY:The Guardsmen--Volunteer; No; 1016 Lincoln Blvd #205; San Fancisco; CA; 94129; Volunteering; Volunteer; 12/1/2004; 10; 0; Fundraising to send at risk children to summer camp|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-13
  • S66 Uniform Combined State Law Examination
    2006-01-13
Other Names
  • Matthew Smith Creighton

View on SEC IAPD

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