Daniel Alexander Cornwell

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → Present
  Cambridge Financial Services, Inc.
  Troy, MI
• 12/1994 → 06/2019
  Axa Advisors, Llc
  New York, NY
• 06/2019 → Present
  Kestra Investment Services, Llc
  Roayl Oak, MI
• 06/2019 → Present
  Kestra Advisory Services, Llc
  Royal Oak, MI

Previous Registrations

• 2002-01-11 → 2019-06-18
  Equitable Advisors, Llc
  Troy, MI
  Troy, MI
  Detroit, MI
  Royal Oak, MI
• 2003-04-07 → 2008-01-14
  Cambridge Advisors & Co., Ltd.
  Troy, MI

Other Businesses

Bus Name: Children's Hospital of Michigan Foundation Investment Related: No Address: 3011 West Grand Blvd Ste 218 Detroit MI 48202 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 12/3/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Quarterly Board Meetings to discuss direction of the Children's Foundation and causes to support. Bus Name: Cambridge Consulting Group, LLC DBA NFP Investment Related: Yes Address: 400 West Fourth Street, Suite 300 Royal Oak MI 48067 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 6/7/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg. 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 6/7/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Investment Advisor Representative Bus Name: CORNWELL QOF I, LLC POSITION: Manager NATURE: This entity was created to invest in Qualified Opportunity Zone investments INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2019 ADDRESS: 675 N. Williamsbury, Bloomfield Hills MI 48301, United States DESCRIPTION: Exploring qualified opportunity zones to invest in on behalf of the LLC. Bus Name: CORNWELL QOF II, LLC POSITION: Manager NATURE: This entity was created to invest in Qualified Opportunity Zone investments INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2019 ADDRESS: 675 N. Williamsbury, Bloomfield Hills MI 48301, United States DESCRIPTION: Exploring qualified opportunity zones to invest in on behalf of the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-17
• S63 Uniform Securities Agent State Law Examination
  1996-09-05

Other Names

• Daniel A. Cornwell