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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-04 |
| PA | RA | APPROVED | 2013-10-21 |
Branch Locations
235 St. Charles Way Suite 100, York, PA 17402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co In | York | PA | 10/2013 | Present |
1. Wounded Knee Properties; Part-Owner; Advisory role; 10 Hours per Month; Not during securities trading hours. 2. York College of Pennsylvania; Country Club Road, York, PA 17403; College; Teacher; Teach Basic Investment Program; 10/11/2012; 10 Hours per Month; Not during securities trading hours. 3. York College of Pennsylvania; Country Club Road, York, PA 17403; College; Fundraising; 09/14/2020; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-24 |
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