Scott David Fries

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2016-05-27

IL RA
APPROVED

Since 2016-05-27

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	06/2010	Present
First Trust Advisors L.P.	Wheaton	IL	06/2010	Present

06/2010 → Present

First Trust Portfolios L.P.

Wheaton, IL
06/2010 → Present

First Trust Advisors L.P.

Wheaton, IL

Other Businesses

OTHER BUSINESS NAME: N/A RENTAL PROPERTY. LOCATION(S): 17717 JOHN AVE. COUNTRY CLUB HILLS, IL 60478. 53 W. MAIN ST., CHICAGO HEIGHTS, IL 60411. 1415 E. 71ST STREET, CHICAGO, IL 60619. NATURE OF BUSINESS: RENTAL PROPERTY. POSITION OR TITLE: RENTAL PROPERTY OWNER. RESPONSIBILITIES: N/A RECEIVE RENTAL PROPERTY INCOME. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 0 TOTAL/ 0 DURING MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-11-11

S63 Uniform Securities Agent State Law Examination

1996-11-11

Designations

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews