Brian Markley Broberg

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 09/2019
  Summit Brokerage Services Inc
  Shrewsbury, PA
• 04/2006 → 03/2021
  Summit Financial Group Inc
  Shrewsbury, PA
• 09/2019 → 03/2021
  Cetera Advisor Networks Llc
  Shrewsbury, PA
• 03/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2006-04-26 → 2021-03-31
  Summit Financial Group Inc
  Shrewsbury, PA

Other Businesses

1) BROBERG INVESTMENT GROUP, LLC, 18158 Amanda Lane, New Freedom PA 17349, United States, 01/2005, President, DBA Name, IR, 20 HR/MO - 20 HR/MO TRADING 2) GBS INSURANCE AND FINANCIAL SERVICES, INC. 2005 MARKET STREET, STE 1100, PHILADELPHIA, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/02/15, INV REL, 2 HR/MO-1/TRADING HR. 3) OSHER LIFELONG LEARNING INSTITUTE, PENNSYLVANIA STATE UNIVERSITY, YORK CAMPUS 1031 EDGECOMBE AVE, YORK, PA, VOLUNTEER LECTURER, NIR, 09/20/10, 1 HR/MO- 1/TRADING HR. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80/MO-80/TRADING. 03/25/21 5) BETHLEHEM STELTZ REFORMED CHURCH, 5890 Steltz Road, Glen Rock PA 17327, United States, 06/2024, Treasurer, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING 6) UNFINISHED MEDIA, LLC, New Freedom PA 17349, United States, 12/08/2025, Founder, Author/Educator/Podcast/Speaker, NIR, 30 HR/MO - 10 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-08
• S63 Uniform Securities Agent State Law Examination
  1995-07-07