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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-12-20 |
Branch Locations
2131 Palomar Airport Road Suite 204, Carlsbad, CA 92011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert T. Chapman Financial Consultant | San Diego | CA | 10/2004 | Present |
| Independent Financial Group | San Diego | CA | 11/2011 | Present |
(1) PACIFIC CREST GLOBAL WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 12/19/2011 ADDRESS: 2131 Palomar Airport Road, Suite 204, Carlsbad CA 92011, United States DESCRIPTION: 100% OWNER OF DBA PACIFIC CREST GLOBAL WEALTH MANAGEMENT USED FOR MARKETING PURPOSES (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 12/19/2011 ADDRESS: 2131 Palomar Airport Road, Suite 204, Carlsbad CA 92011, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) HOME & LOAN FINDERS POSITION: Independent Contractor NATURE: Mortgage Lending Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2021 ADDRESS: 914 Caminito Madrigal, Unit C, Carlsbad CA 92011, United States DESCRIPTION: Offering mortgage related loans
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-03-31 |
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