Carroll S Baker

Current Employers

Employment History

• 12/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL
• 05/2018 → Present
  Bank Of America, N.A.
  Naples, FL

Other Businesses

I*2471267, Entity Type: Fiduciary role Name of OBA: S G T TTEE U/A DTD 12/13/2012 BY J F S, Address: Fayetteville, North Carolina, 28305, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 05/16/2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: Trustee for ParentsI*: 2820271 Entity Type: Fiduciary role Name of OBA: J. F S. Family Trust 12/13/2012 Address: Naples, FL 34110 Investment Related: No Position, Title, Association: Co TrusteeEmployee Start Date: 09/04/2025Number of Hours: 2 hrs annually Number of Hours during trading: 2 hrs annually Duties: Co Trustee for ParentsI*2781261, Entity Type: , Name of OBA: J F S TTEE N H S TTEE U/A DTD 11/08/2024 , Address: Naples, Florida, 34110, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 08/22/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2781274, Entity Type: , Name of OBA: N H S TTEE C S B TTEE U/A DTD 11/08/2024 , Address: Naples, Florida, 34110, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 09/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2781276, Entity Type: , Name of OBA: N H S TTEE J F S TTEE U/A DTD 11/08/2024 , Address: Naples, Florida, 34110, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/22/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2781277, Entity Type: , Name of OBA: J F S TTEE N H S TTEE U/A DTD 11/08/2024 , Address: Naples, Florida, 34110, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/22/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2782276, Entity Type: , Name of OBA: J F S TTEE N H S TTEE U/A DTD 11/08/2024 , Address: Naples, Florida, 34110, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/22/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:I*3137264Entity Type: N/AName of OBA:U/A DTD 11/03/2025 BY N H SAddress:Naples FloridaInvestment Related:NoPosition, Title, Association:TrusteeStart Date:11/07/2025No Hours: 1 YearlyNo Hours during trading:1 YearlyDuties:Trustee for Parents I*3184314 Entity Type: N/A Name of OBA: MLPF& S CUST FPO J F S IRA FBO J F S Address: Naples, Florida, 34110 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/19/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney for Parents I*3184315 Entity Type: N/A Name of OBA: MLPF& S CUST FPO J F S IRA FBO J F S Address: Naples, Florida, 34110 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/19/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney for Parents I*3184316 Entity Type: N/A Name of OBA: J F S Address: Naples, Florida, 34110 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/19/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents I*3184317 Entity Type: N/A Name of OBA: J F S AND N H S JTWROS Address: Naples, Florida, 34110 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/19/2025 Number of Hours: 2, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney for Parents

Exams

• S66 Uniform Combined State Law Examination
  2013-03-05
• S63 Uniform Securities Agent State Law Examination
  2005-12-13

Other Names

• Dorothy Carroll Soffe
• Dorothy Carroll Soffe
• Carroll Soffe Baker
• Carroll Baker
• Dorothy Carroll Soffe
• Carroll Soffe Baker