Erick Elon Ormsby

Current Employers

Alcosta Capital Management, Inc.

3180 Crow Canyon Pl. Suite 150, San Ramon, CA 94583 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-08-28
CA	RA	APPROVED	2003-11-04

TX RA
APPROVED_RES

Since 2015-08-28
CA RA
APPROVED

Since 2003-11-04

Branch Locations

3180 Crow Canyon Pl. Suite 150, San Ramon, CA 94583 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Alcosta Capital Management, Inc.	San Ramon	CA	12/2002	Present

12/2002 → Present

Alcosta Capital Management, Inc.

San Ramon, CA

Previous Registrations

2002-08-19 → 2007-03-01

First Allied Securities, Inc.

San Ramon, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-09
S63	Uniform Securities Agent State Law Examination	1994-12-14

S65 Uniform Investment Adviser Law Examination

1995-01-09
S63 Uniform Securities Agent State Law Examination

1994-12-14

Other Names

Erick Ormsby

View on SEC IAPD

Current Employers

Alcosta Capital Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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