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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-05-09
OK RA APPROVED 2016-01-12
TX RA APPROVED 2015-08-03
IA RA APPROVED 2003-06-24
  • DC RA
    APPROVED
    Since 2022-05-09
  • OK RA
    APPROVED
    Since 2016-01-12
  • TX RA
    APPROVED
    Since 2015-08-03
  • IA RA
    APPROVED
    Since 2003-06-24

Branch Locations

884 Tanglefoot Ln, Bettendorf, IA 52722 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Bettendorf IA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

DREAM CHASERS SOLUTIONS LLC POSITION: owner NATURE: collect sub-let rent INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 884 Tanglefoot Lane, Bettendorf IA 52722, United States DESCRIPTION: Collect rent from Alex Hastings (Hastings Insurance)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-23
S65 Uniform Investment Adviser Law Examination 1999-10-07
S63 Uniform Securities Agent State Law Examination 1994-12-27
  • S66 Uniform Combined State Law Examination
    2003-06-23
  • S65 Uniform Investment Adviser Law Examination
    1999-10-07
  • S63 Uniform Securities Agent State Law Examination
    1994-12-27

View on SEC IAPD

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