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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2019-08-23 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
310 High Street, Seaford, DE 19973 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jeffrey L Premo, Pa | Laurel | DE | 06/1991 | Present |
| Centenary Methodist Church | Laurel | DE | 08/1999 | 09/2023 |
| Ccf Investments, Inc | Greensboro | GA | 01/2006 | 06/2017 |
| Ameritas Investment Corp. | Lincoln | NE | 06/2017 | 08/2019 |
| Capital Choice Financial Services | Greensboro | GA | 06/2005 | 08/2019 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2019 | Present |
NEW DIRECTIONS FINANCIAL GROUP, LLC POSITION: Writing Agent/Independent Contractor NATURE: The business provides me with E & O insurance, access to vendors and products, and a commission structure. It helps me as a licensed insurance agent to have those things provided so that I can assist clients who have specific insurance needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/02/2020 ADDRESS: 2021 Cunnungham Drive, Suite 210, Hampton VA 23666, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-20 |
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