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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2019-08-23
  • DE RA
    APPROVED
    Since 2019-08-23

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

310 High Street, Seaford, DE 19973 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey L Premo, Pa Laurel DE 06/1991 Present
Centenary Methodist Church Laurel DE 08/1999 09/2023
Ccf Investments, Inc Greensboro GA 01/2006 06/2017
Ameritas Investment Corp. Lincoln NE 06/2017 08/2019
Capital Choice Financial Services Greensboro GA 06/2005 08/2019
Gwn Securities, Inc. Palm Beach Gardens FL 08/2019 Present
  • 06/1991 → Present
    Jeffrey L Premo, Pa
    Laurel, DE
  • 08/1999 → 09/2023
    Centenary Methodist Church
    Laurel, DE
  • 01/2006 → 06/2017
    Ccf Investments, Inc
    Greensboro, GA
  • 06/2017 → 08/2019
    Ameritas Investment Corp.
    Lincoln, NE
  • 06/2005 → 08/2019
    Capital Choice Financial Services
    Greensboro, GA
  • 08/2019 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2017-06-26 → 2019-08-27
    Ameritas Investment Company, Llc
    Laurel, DE
    Greensboro, GA
Other Businesses

NEW DIRECTIONS FINANCIAL GROUP, LLC POSITION: Writing Agent/Independent Contractor NATURE: The business provides me with E & O insurance, access to vendors and products, and a commission structure. It helps me as a licensed insurance agent to have those things provided so that I can assist clients who have specific insurance needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/02/2020 ADDRESS: 2021 Cunnungham Drive, Suite 210, Hampton VA 23666, United States DESCRIPTION: Insurance Sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-30
S63 Uniform Securities Agent State Law Examination 1995-01-20
  • S65 Uniform Investment Adviser Law Examination
    2016-11-30
  • S63 Uniform Securities Agent State Law Examination
    1995-01-20

View on SEC IAPD

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