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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-03-06 |
| TX | RA | APPROVED_RES | 2025-02-28 |
| AL | RA | APPROVED | 2022-11-30 |
Branch Locations
2100 Third Avenue N Ste 1100, Birmingham, AL 35203 • United States
475 Southland Drive, Hoover, AL 35226 • United States
200 South Elm, Hope, AR 71802 • United States
1222 Rogers Ave, Fort Smith, AR 72901 • United States
293 Water Ave, Uniontown, AL 36786 • United States
1000 Jemison Lane, Mountain Brooks, AL 35223 • United States
780 S Alabama Ave, Monroeville, AL 36460 • United States
2250 Mt Olive Rd, Gardendale, AL 35071 • United States
33327 Us Hwy 280, Childersburg, AL 35044 • United States
6836 Atlanta Hwy, Montgomery, AL 36117 • United States
218 Louisa St, Warrior, AL 35180 • United States
2020 Univeristy Blvd, Tuscaloosa, AL 35401 • United States
1615 Mcfarland Blvd Ne, Tuscaloosa, AL 35403 • United States
1950 Edwards Lake Rd, Birmingham, AL 35235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Birmingham | AL | 12/2013 | 11/2022 |
| Cadence Bank | Hoover | AL | 11/2022 | Present |
| Lpl Financial Llc | Hoover | AL | 11/2022 | Present |
1) 9/2022 - Cadence Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Hoover, Alabama 2) 11/2022 - Fidelity & Guaranty, United Life Insurance, Oceanview Life and Annuity / Non-Variable Insurance / Fixed Annuity business / Investment Related 3) 02/27/2024 - Cadence Bank - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2022 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-28 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-08 |
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