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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-03-06
TX RA APPROVED_RES 2025-02-28
AL RA APPROVED 2022-11-30
  • AR RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • AL RA
    APPROVED
    Since 2022-11-30

Branch Locations

2100 Third Avenue N Ste 1100, Birmingham, AL 35203 • United States

475 Southland Drive, Hoover, AL 35226 • United States

200 South Elm, Hope, AR 71802 • United States

1222 Rogers Ave, Fort Smith, AR 72901 • United States

293 Water Ave, Uniontown, AL 36786 • United States

1000 Jemison Lane, Mountain Brooks, AL 35223 • United States

780 S Alabama Ave, Monroeville, AL 36460 • United States

2250 Mt Olive Rd, Gardendale, AL 35071 • United States

33327 Us Hwy 280, Childersburg, AL 35044 • United States

6836 Atlanta Hwy, Montgomery, AL 36117 • United States

218 Louisa St, Warrior, AL 35180 • United States

2020 Univeristy Blvd, Tuscaloosa, AL 35401 • United States

1615 Mcfarland Blvd Ne, Tuscaloosa, AL 35403 • United States

1950 Edwards Lake Rd, Birmingham, AL 35235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Birmingham AL 12/2013 11/2022
Cadence Bank Hoover AL 11/2022 Present
Lpl Financial Llc Hoover AL 11/2022 Present
  • 12/2013 → 11/2022
    Infinex Investments, Inc.
    Birmingham, AL
  • 11/2022 → Present
    Cadence Bank
    Hoover, AL
  • 11/2022 → Present
    Hoover, AL
Previous Registrations
Other Businesses

1) 9/2022 - Cadence Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Hoover, Alabama 2) 11/2022 - Fidelity & Guaranty, United Life Insurance, Oceanview Life and Annuity / Non-Variable Insurance / Fixed Annuity business / Investment Related 3) 02/27/2024 - Cadence Bank - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2022 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-28
S65 Uniform Investment Adviser Law Examination 1997-04-10
S63 Uniform Securities Agent State Law Examination 1995-08-08
  • S66 Uniform Combined State Law Examination
    2017-03-28
  • S65 Uniform Investment Adviser Law Examination
    1997-04-10
  • S63 Uniform Securities Agent State Law Examination
    1995-08-08
Other Names
  • Kip Reuter

View on SEC IAPD

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