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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-12-01
  • CA RA
    APPROVED
    Since 2011-12-01

Branch Locations

3031 Tisch Way 110 Plaza West Suite 1053, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services San Jose CA 01/1995 Present
Pfs Investments Inc. San Jose CA 11/1994 Present
  • 01/1995 → Present
    Primerica Financial Services
    San Jose, CA
  • 11/1994 → Present
    San Jose, CA
Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 1995-03-10
  • S65 Uniform Investment Adviser Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    1995-03-10

View on SEC IAPD

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