Sean David Ries

Current Employers

Employment History

• 03/2003 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2024
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2024
  Grove Point Investments, Llc
  Rockville, MD
• 05/2024 → Present
  Ifp Securities, Llc
  Tampa, FL
• 05/2024 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2021-04-01 → 2024-05-03
  Grove Point Advisors, Llc
  Rockville, MD
  Wexford, PA
  Rockville, MD
• 2003-03-03 → 2021-04-01
  Grove Point Investments, Llc
  Pittsburg, PA
  Wexford, PA
  Wexford, PA
• 2002-05-22 → 2003-03-20
  Veravest Investment Advisors, Inc.
  Pittsburgh, PA

Other Businesses

(1) Underwriters Brokerage Services - not investment related - Insurance Brokerage Company - agent - start date 6/1/2011 - .5 hours/month - .5 hours/month during trading - Fixed Insurance, Long Term Care and Term Insurance Sales (2) Neishloss and Flemming Inc - not investment related - Health Insurance Brokerage Firm - agent - start date 5/31/2011 - .5 hours/month - .5 hours/month during trading - Health Insurance Sales. (3) Hartford / Prudential Insurance - not investment related - 1275 Sandusky Rd. Jacksonville, IL 62650 - UL Insurance - agent - start date 6/1/2011 - Ul Life Insurance sales. No current activity and just receiving trail income (4) Pacific Life - not investment related - 700 Newport Center Dr, Newport Beach, CA 92660 - Insurance products - agent - start date 6/1/2011 - No current activity and just receiving trail income (5) Pennsylvania Pure Distilleries - not investment related - Glass Factory, 1101 William Flinn Hwy Old, Glenshaw, PA 15116 - Vodka production and distribution - limited partner - start date 5/30/2007 (6) Manor Home Owners Association - not investment related - 6031 Wallace Road Ext Suite 100, Wexford PA 15090 - - Board Member - start date 4/24/2006 - .5 hours/month - board member

Exams

• S66 Uniform Combined State Law Examination
  2002-03-28
• S63 Uniform Securities Agent State Law Examination
  1995-01-06