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Raymond Anthony Gutowski

Raymond James & Associates, Inc.

Devon, PA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-13
PA RA APPROVED 2014-04-01
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • PA RA
    APPROVED
    Since 2014-04-01

Branch Locations

92 Lancaster Avenue Suite 205, Devon, PA 19333 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Philadelphia PA 09/2002 Present
Previous Registrations
Other Businesses

(1)Name of Business: Gutowski Lorett Address: 2113 Race St, Phila, PA, 19103, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 06/03/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. I act as a co trustee along with my brother and mother

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-07
S63 Uniform Securities Agent State Law Examination 1995-02-28
  • S65 Uniform Investment Adviser Law Examination
    1996-06-07
  • S63 Uniform Securities Agent State Law Examination
    1995-02-28

View on SEC IAPD

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