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Hal Paul Newman

Truist Advisory Services, Inc.

Boston, MA

CRD 2572161

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-09-22
  • MA RA
    APPROVED
    Since 2021-09-22

Branch Locations

100 High St Fl 19, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Advisory Services Atlanta GA 08/2016 Present
Truist Invesntment Services, Inc Atlanta GA 08/2017 Present
Bb&T Securities, Llc Richmond VA 12/2019 02/2021
  • 08/2016 → Present
    Truist Advisory Services
    Atlanta, GA
  • 08/2017 → Present
    Truist Invesntment Services, Inc
    Atlanta, GA
  • 12/2019 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
Previous Registrations
  • 2008-02-14 → 2016-02-01
    Ubs Financial Services Inc.
    Greenwich, CT
    Hyannis, MA
    Providence, RI
    Providence, RI
    Weehawken, NJ
    Stamford, CT
    Smithtown, NY
    Albany, NY
    Stamford, CT
    Weehawken, NJ
    Garden City, NY
    Huntington, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-18
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S65 Uniform Investment Adviser Law Examination
    2000-12-18
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22

View on SEC IAPD

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