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John Demarest

Raymond James & Associates, Inc.

Santa Rosa, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-26
  • CA RA
    APPROVED
    Since 2024-11-26

Branch Locations

3558 Round Barn Blvd. Suite 201, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Walnut Creek CA 08/2015 03/2024
Raymond James & Associates, Inc. Santa Rosa CA 11/2024 Present
Unemployed Healdsburg CA 04/2024 10/2024
  • 08/2015 → 03/2024
    Morgan Stanley Smith Barney Llc
    Walnut Creek, CA
  • 11/2024 → Present
    Raymond James & Associates, Inc.
    Santa Rosa, CA
  • 04/2024 → 10/2024
    Unemployed
    Healdsburg, CA
Previous Registrations
  • 2018-01-17 → 2024-04-02
    Morgan Stanley
    Baltimore, MD
    Washington, DC
    Bethesda, MD
    Mclean, VA
    Santa Rosa, CA
    Oakland, CA
    Napa, CA
    Orinda, CA
    San Rafael, CA
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-17
S63 Uniform Securities Agent State Law Examination 1997-02-07
  • S65 Uniform Investment Adviser Law Examination
    2018-01-17
  • S63 Uniform Securities Agent State Law Examination
    1997-02-07
Other Names
  • John H Demarest
  • John Harper Demarest

View on SEC IAPD

Other Firms

MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
FOCUS PARTNERS WEALTH, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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