Peter Tremain Stratton

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-10-11

PA RA
APPROVED

Since 2016-10-11

Branch Locations

Collegeville, PA • United States

3477 Corporate Parkway Offices 103, 104 And 106, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Center Valley	PA	07/2012	Present
Tiaa	Center Valley	PA	07/2012	Present

07/2012 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Center Valley, PA
07/2012 → Present

Tiaa

Center Valley, PA

Other Businesses

HYPNOTIC EYE BAND POSITION: member NATURE: playing music for audiences INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2022 ADDRESS: Two Brookside Road, Collegeville PA 19426, United States DESCRIPTION: drumming / percussion

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-11
S63	Uniform Securities Agent State Law Examination	2000-03-03

S65 Uniform Investment Adviser Law Examination

2016-10-11
S63 Uniform Securities Agent State Law Examination

2000-03-03

Other Names

Peter Stratton
Pete Stratton

View on SEC IAPD