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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-04-19 |
Branch Locations
1 Marina Park Dr Suite 1410, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 07/2005 | 02/2017 |
| Raymond James Financial Services, Inc. | Boston | MA | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Boston | MA | 04/2017 | Present |
(1)Name of Business: The Hub Group Address: One Marina Park-Suite 1410, Boston, MA, 02210, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I'm an investment advisor and registered representative with RJFS and currently Paul Mertens is licensed as a branch manager.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-18 |
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