Michael Joseph Mellody

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hackensack, NJ
• 12/2009 → Present
  Bank Of America,Na
  Fort Lee, NJ

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Hackensack, NJ
  Hackensack, NJ
  Hackensack, NJ
  Fort Lee, NJ
• 2004-09-02 → 2004-10-20
  Quick & Reilly, Inc.
  Hackensack, NJ

Other Businesses

I*122512For profit or not for profit: Non-Profit OrganizationName of outside business organization: Spence Chapin Services to Family & ChildrenInvestment related: NAddress of business:New York, New York 10128Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 4/15/2019Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Attend a monthly board meeting. Providing input to the overall strategy for the agency as it pertains to various adoption programs. That includes fundraising, admin and personnel that support the agency. No advising on anything investment relatedI*585235For profit or not for profit: Entity CharitableName of outside business organization: Spence Chapin Services to Families and ChildrenInvestment related: NAddress of business: New York, New York, 10128Nature of business: ["Charitable Organization"]Position, title, association: ["Committee","Board Member"], [["Other"]]Start date of relationship: 11/30/2021Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: , I'm on this non-profit that provides support to families and children of adoption. My role is an advisory one as a member of the board and I commit to attending a quarterly meeting. There are various topics that I need to vote on along with fellow BOD m I*584242 Entity Type: N/A Name of OBA: 791 Greenwich/8-10 Bethune Co-op Address:New York New York Investment Related:No Position, Title, Association:Board Member Start Date:6/01/2007 No Hours: 3 Monthly No Hours during trading:1 Monthly Duties:The purpose is to work with the building manager to provide oversight for the care and management of the co-op I'm a resident of. A monthly board meeting. Potential emails to calls in between meetings. Meet with prospective buyers and subletters.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-19
• S63 Uniform Securities Agent State Law Examination
  1994-12-30

Other Names

• Mike Joseph Mellody
• Michael Mellody