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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-02-03 |
| CA | RA | APPROVED | 2001-05-24 |
Branch Locations
2605 S Miller St Ste 104, Santa Maria, CA 93455 • United States
Santa Maria, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Santa Maria | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Maria | CA | 03/2020 | Present |
Board of Directors; Revival Tabernacle; Trustee; 105 So. BroadwayOrcutt, CA 93455, ,; ; 01/01/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-27 |
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