James Patrick Mcguire

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2016-05-26
TX	RA	APPROVED	2016-05-26

NC RA
APPROVED

Since 2016-05-26
TX RA
APPROVED

Since 2016-05-26

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	11/2013	Present

11/2013 → Present

The Vanguard Group, Inc.

Charlotte, NC

Previous Registrations

2006-02-27 → 2013-11-05

Wells Fargo Clearing Services, Llc

Charlotte, NC

Charlotte, NC

Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Power of Attorney for Immediate Family Member INVESTMENT RELATED ADDRESS (City/State): Waxhaw, NC START DATE (Month/Year): 10/2023 APPROXIMATE HOURS PER MONTH: 8 NUMBER OF HOURS DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-09
S66	Uniform Combined State Law Examination	2006-02-22
S63	Uniform Securities Agent State Law Examination	1998-04-22

S65 Uniform Investment Adviser Law Examination

2016-05-09
S66 Uniform Combined State Law Examination

2006-02-22
S63 Uniform Securities Agent State Law Examination

1998-04-22

View on SEC IAPD