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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Popular Community Bank | Elmhurst | NY | 07/2016 | 04/2018 |
| Infinex Investments, Inc. | Meriden | CT | 08/2016 | 04/2018 |
| Wealth Watch Advisors | Englewood | CO | 07/2018 | 04/2019 |
| Simple Group, Llc | New Windsor | NY | 04/2018 | 03/2022 |
| Supreme Alliance Llc | West Palm Beach | FL | 02/2020 | 08/2020 |
| Innovation Partners Llc | Charlotte | NC | 06/2021 | 03/2022 |
| Ip Financial Advisory Services Llc | Charlotte | NC | 06/2021 | 03/2022 |
| Equitable Advisors | New York | NY | 03/2022 | 06/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2022 | Present |
| Kearny Bank | Clifton | NJ | 06/2022 | Present |
| Cetera Investment Advisors Llc | Clifton | NJ | 06/2022 | Present |
(1) CROSSREM LLC, ECOMMERCE PLATFORM THAT DELIVERS FOOD AND GROCERIES OVERSEAS, 10% OWNER, 3/HRS/WK; SIMPLE GROUP LLC, BUYING PERSONAL INVESTMENT REAL ESTATE, 100% OWNER, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 2007-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-12 |
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