Barry Elijah Womble

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-05-19
VA	RA	APPROVED	2019-03-27

Branch Locations

8723 Cooper Rd Ste A, Alexandria, VA 22309 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	01/2016	09/2016
Bank Of America, N.A.	Hunt Valley	MD	02/2016	09/2016
Capital One Investing, Llc	Melville	NY	09/2016	03/2019
Wells Fargo Clearing Services, Llc	Alexandra	VA	03/2019	Present

01/2016 → 09/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
02/2016 → 09/2016

Bank Of America, N.A.

Hunt Valley, MD
09/2016 → 03/2019

Capital One Investing, Llc

Melville, NY
03/2019 → Present

Wells Fargo Clearing Services, Llc

Alexandra, VA

2016-09-09 → 2018-08-13

Capital One Advisors, Llc

Arlington, VA

Mclean, VA
2016-02-05 → 2016-09-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annandale, VA

Hunt Valley, MD
2015-08-27 → 2016-01-12

Pnc Wealth Management Llc

Washington, DC

Ellicott City, MD

Frederick, MD
2009-12-22 → 2010-02-25

Mml Investors Services, Llc

Mclean, VA
2006-09-12 → 2007-12-31

Uvest Financial Services Group, Inc.

Baltimore, MD
2005-10-10 → 2006-09-19

Missionsquare Retirement

Washington, DC
2003-06-26 → 2004-04-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockville, MD
2002-06-13 → 2003-07-21

Ubs Financial Services Inc.

Washington, DC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-17
S63	Uniform Securities Agent State Law Examination	2014-06-18

Other Firms