Best Investors
Account
Sign in
Best Investors
Account
Sign in
2677 E 17Th Street, Suite 100, Ammon, ID 83406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-27 |
| WA | RA | APPROVED | 2021-04-19 |
| UT | RA | APPROVED | 2020-03-17 |
| MT | RA | APPROVED | 2018-07-02 |
| ID | RA | APPROVED | 2018-06-13 |
Branch Locations
2677 E 17Th Street, Suite 100, Ammon, ID 83406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ammon | ID | 08/2015 | Present |
| Independent Financial Partners | Ammon | ID | 08/2015 | 07/2018 |
| 3 Peaks Financial, Llc | Ammon | ID | 04/2018 | Present |
1. 01/27/2016: Three Peaks Investments LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 502 S Woodruff Avenue, Idaho Falls ID 83401 - Start 02/01/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - LPL commissions and IFP fees. 2. 04/22/2016: 3 Peaks Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 05/01/2016 - 180 Hr/Mo; 130 Hour(s) During Securities Trading - RIA investment advice through Independent Financial Partners. 3. 03/13/2018 - No Business Name - Not Investment Related - Other - Musical Group - Founder/Owner - Start Date 02/01/2018 - 20 Hours Per Month/2 Hours During Securities Trading. 4. 4/19/2018 - Lucky Disc Golf - Not Investment Related - At Reported Business Location(s) - Start Date: 3/2018 - 40 Hours Per Month/5 Hours During Trading. 5. 7/5/2018 - 3 Peaks Financial, LLC - DBA: 3 Peaks Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - 200 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through 3 Peaks Financial, LLC, an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 7/5/2018 - 3 Peaks Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 200 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through 3 Peaks Financial, LLC, an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 10/2/2018 - 3 Peaks Financial Advisors, LLC - DBA: 3 Peaks Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/26/2018 - 170 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through 3 Peaks Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in May 2018. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 10/06/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/01/2021 - 2 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-08 |
Reach out to this advisor