Rodney Balbuena

Employer firm

Creative Planning Institutional Advisors, LLC CRD 126777

$37.5B regulatory AUM 1,732 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 07/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2015 → Present
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA

Previous Registrations

• 2015-05-05 → 2020-07-06
  Cetera Wealth Services, Llc
  Newport Beach, CA
  Pasadena, CA
• 2014-08-28 → 2015-04-14
  Kestra Investment Services, Llc
  Austin, TX
  Glendale, CA

Other Businesses

1) NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 5/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT ; 2) NAME OF OTHER BUSINESS: CENTER FOR NON-PROFIT MANAGEMENT ; INVESTMENT RELATED: NO ; ADDRESS: 1000 NORTH ALAMEDA, LOS ANGELES, CA 90012 NATURE OF BUSINESS: NON-PROFIT START DATE: 10/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: PROVIDING OVERSIGHT GUIDANCE. RESPONSIBLE FOR ATTENDING BOARD MEETINGS AND PARTICIPATING IN ANNUAL AUDIT DISCUSSIONS AND ANNUAL REVIEW ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-28
• S63 Uniform Securities Agent State Law Examination
  2003-12-02