Gregory John Steele

Current Employers

Silverlake Wealth Management Llc

33 Blair Park Road Suite 100, Williston, VT 05495 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-05-07

NY RA
APPROVED

Since 2024-05-07

Branch Locations

204 New York Avenue, Huntington, NY 11743 • United States

33 Blair Park Road Suite 100, Williston, VT 05495 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets	New York	NY	05/2012	01/2018
Mizuho Securities Usa Llc	New York	NY	07/2018	10/2022
Unemployed	Huntington	NY	02/2018	06/2018
J.V.B. Financial Group, Llc	New York	NY	04/2023	04/2024
Unemployed	Huntington	NY	10/2022	04/2023
Silverlake Wealth Management Llc	Willston	VT	04/2024	Present

05/2012 → 01/2018

Rbc Capital Markets

New York, NY
07/2018 → 10/2022

Mizuho Securities Usa Llc

New York, NY
02/2018 → 06/2018

Unemployed

Huntington, NY
04/2023 → 04/2024

J.V.B. Financial Group, Llc

New York, NY
10/2022 → 04/2023

Unemployed

Huntington, NY
04/2024 → Present

Silverlake Wealth Management Llc

Willston, VT

Other Businesses

CapRisk Solutions LLC. Insurance Agent. Investment related. Spends under 10% per month on this activity. 33 Blair Park Road, Suite 100, Williston, VT 05495.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-07
S63	Uniform Securities Agent State Law Examination	1995-03-16

S65 Uniform Investment Adviser Law Examination

2024-05-07
S63 Uniform Securities Agent State Law Examination

1995-03-16