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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-04-25
TX RA APPROVED_RES 2022-04-25
  • GA RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED_RES
    Since 2022-04-25

Branch Locations

292 East Cherry Street, Jesup, GA 31546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 02/2009 02/2018
Lpl Financial Llc Jesup GA 02/2018 04/2022
Silver Oak Securities, Inc. Jesup GA 04/2022 Present
  • 02/2009 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → 04/2022
    Jesup, GA
  • 04/2022 → Present
    Silver Oak Securities, Inc.
    Jesup, GA
Previous Registrations
  • 2018-02-14 → 2022-04-28
    Jesup, GA
  • 2009-02-12 → 2018-02-20
    Invest Financial Corporation
    Appleton, WI
    Jesup, GA
    Appleton, WI
  • 2008-02-04 → 2009-05-13
    Capital Research And Management, Inc.
    Jesup, GA
  • 2005-02-24 → 2009-05-12
    Sugarloaf Wealth Management, Llc
  • 2004-02-25 → 2004-12-31
    Sugarloaf Wealth Management, Llc
    Jesup, GA
Other Businesses

1) Gary W. Dorsey and Associates,Is Investment Related,,DBA for Life Insurance and Fixed Annuity Sales and Non-Variable Insurance Trails - OWNER - Time Spent 2.5% Start Date 01/01/95.,Owner,1995-01-01,1 hours per month,0 hours per month during trading hours,Commission Compensation,"Life, Disability, Long-Term Care Insurance and Annuity Sales" 2) None-personal rental income,Is Investment Related,,Real Estate Rental,Owner,2001-01-01,1 hours per month,0 hours per month during trading hours,Other Compensation,Collect rental income from rental property 3) Gary W. Dorsey and Associates,Is Investment Related,,DBA for Securities and Investment Advisory Business - OWNER - Time Spent 95% Start Date 01/01/95.,Owner,1995-01-01,150 hours per month,2 hours per month during trading hours,Fee Based Compensation,DBA for Securities and Investment Advisory Business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-20
S63 Uniform Securities Agent State Law Examination 1995-01-19
  • S65 Uniform Investment Adviser Law Examination
    1999-05-20
  • S63 Uniform Securities Agent State Law Examination
    1995-01-19
Designations

View on SEC IAPD

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