Jeffery Mingo

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	05/2001	07/2019
Tiaa	Charlotte	NC	05/2001	07/2019
Keller Williams	Cornelius	NC	05/2019	07/2019
Massmutual Life Insurance Co	Charlotte	NC	10/2019	06/2020
Mml Investors Services, Llc	Charlotte	NC	11/2019	06/2020
Exp Realty	Mooresville	NC	07/2019	01/2020
The Vanguard Group, Inc.	Charlotte	NC	01/2021	10/2021
Unemployed	Charlotte	NC	06/2020	08/2020
Sutherland Global Services	Pittsford	NY	08/2020	11/2020
Alight Solutions	Charlotte	NC	12/2020	01/2021
Robinhood Financial, Llc	Charlotte	NC	10/2021	12/2021
Fidelity Investments	Jacksonville	FL	12/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

05/2001 → 07/2019

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
05/2001 → 07/2019

Tiaa

Charlotte, NC
05/2019 → 07/2019

Keller Williams

Cornelius, NC
10/2019 → 06/2020

Massmutual Life Insurance Co

Charlotte, NC
11/2019 → 06/2020

Mml Investors Services, Llc

Charlotte, NC
07/2019 → 01/2020

Exp Realty

Mooresville, NC
01/2021 → 10/2021

The Vanguard Group, Inc.

Charlotte, NC
06/2020 → 08/2020

Unemployed

Charlotte, NC
08/2020 → 11/2020

Sutherland Global Services

Pittsford, NY
12/2020 → 01/2021

Alight Solutions

Charlotte, NC
10/2021 → 12/2021

Robinhood Financial, Llc

Charlotte, NC
12/2021 → Present

Fidelity Investments

Jacksonville, FL
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-21
S63	Uniform Securities Agent State Law Examination	1995-03-16