Timothy Burr Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 10/2017
  Citigroup Global Markets Inc
  Boston, MA
• 06/2009 → 10/2017
  Morgan Stanley Smith Barney
  Boston, MA
• 01/2015 → 10/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2017 → 05/2022
  Raymond James Financial Services, Inc
  Boston, MA
• 10/2017 → 05/2026
  Steward Partners Global Advisory Llc
  Rockland, MA
• 10/2017 → 05/2026
  Steward Partners Investment Advisory, Llc
  Rockland, MA
• 05/2022 → 05/2026
  Steward Partners Investment Solutions, Llc
  Rockland, MA
• 05/2026 → Present
  Lpl Financial Llc
  Norwell, MA

Previous Registrations

• 2017-10-30 → 2026-05-08
  Steward Partners Investment Advisory, Llc
  Rockland, MA
  Boston, MA
  Stamford, CT
  Cohasset, MA
  Chatham, MA
• 2014-03-03 → 2017-10-20
  Morgan Stanley
  Boston, MA
• 2006-09-12 → 2008-10-20
  Ubs Financial Services Inc.
  Boston, MA
  Boston, MA
  Boston, MA
  Andover, MA
  Boston, MA

Other Businesses

1. 05/2026 - DEWM, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - 140 Hour(s)/Month - 100 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/6/2026 2. 05/2026 - Timothy Davis Rental Property - Real Estate Rental - Inv Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Chatham MA 02633 - OBA Start Date: 01/08/2018 3. 05/2026 - Timothy Davis Rental Property - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Stowe VT 05672 - OBA Start Date: 09/10/2018 4. 05/2026 - Davis Executive Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - Cohasset MA 02025 - OBA Start Date: 5/6/2026

Exams

• S66 Uniform Combined State Law Examination
  1999-01-29

Designations

• Certified Financial Planner

Other Names

• Timothy B Davis