Julia Mullett Dotterer

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-05
SC	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-05-05
SC RA
APPROVED

Since 2009-06-01

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Charleston	SC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Charleston, SC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-06-05 → 2009-06-01

Citigroup Global Markets Inc.

Charleston, SC
2006-08-01 → 2007-06-05

Wells Fargo Clearing Services, Llc

Charleston, SC

Charleston, SC

Other Businesses

*431042 - Colonial Commons Commission; Investment related - No; Charleston; South Carolina; Government; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 2;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-19
S63	Uniform Securities Agent State Law Examination	1996-01-05

S65 Uniform Investment Adviser Law Examination

2006-07-19
S63 Uniform Securities Agent State Law Examination

1996-01-05

Other Names

Julia Ellen Mullett
Julie Mullett

View on SEC IAPD