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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-04-20 |
| WY | RA | APPROVED | 2025-06-19 |
| SC | RA | APPROVED | 2023-10-25 |
| OH | RA | APPROVED | 2021-04-22 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2021-04-05 |
| ME | RA | APPROVED | 2021-03-11 |
| CO | RA | APPROVED | 2020-02-06 |
| NC | RA | APPROVED | 2019-07-14 |
| NV | RA | APPROVED | 2018-02-26 |
| VA | RA | APPROVED | 2018-02-15 |
| MA | RA | APPROVED | 2015-06-08 |
| IL | RA | APPROVED | 2014-06-19 |
| NH | RA | APPROVED | 2012-01-26 |
| PA | RA | APPROVED | 2011-04-11 |
| DE | RA | APPROVED | 2010-10-08 |
| FL | RA | APPROVED | 2006-08-03 |
| CA | RA | APPROVED | 2006-07-19 |
| CT | RA | APPROVED | 2006-07-19 |
| MD | RA | APPROVED | 2006-07-19 |
| NJ | RA | APPROVED | 2006-07-19 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
White Plains, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Level Capital, Inc. | Boca Raton | FL | 01/2002 | Present |
| Park Avenue Securities | White Plains | NY | 06/2006 | Present |
| Guardian Life Insurance Company | White Plains | NY | 06/2006 | Present |
| Guardian Life Insurance Company | White Plains | NY | 06/2024 | Present |
| Park Avenue Securities | White Plains | NY | 06/2024 | Present |
1) Insurance services/sales-Selling life, disability and variable policies, Start: 01-01-2016, Address: 800 Westchester Avenue, N409 Rye Brook, NY 10573, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Collectibles-eBay sales, Start: 11/01/2024, Address: 6 Winslow Road White Plains, NY 10606, 10 total hours per month; 0 during securities trading hours, , Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-17 |
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