Scott Allen Wilson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-02-03

TX RA
APPROVED

Since 2012-02-03

Branch Locations

3450 Dowlen Road Suite A, Beaumont, TX 77706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Beaumont	TX	01/2012	Present

01/2012 → Present

Ubs Financial Services Inc

Beaumont, TX

Previous Registrations

2007-08-23 → 2012-01-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beaumont, TX
1998-06-25 → 2007-08-30

Citigroup Global Markets Inc.

Beaumont, TX

Beaumont, TX

Other Businesses

Boys Haven of America / 3655 N Major Drive Beaumont,TX 77713 / Charity/ Charity / Treasurer / Officer / Treasurer / Start Date 1/1/2019 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-02
S63	Uniform Securities Agent State Law Examination	1995-02-03

S65 Uniform Investment Adviser Law Examination

1999-02-02
S63 Uniform Securities Agent State Law Examination

1995-02-03

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews