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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-03-04 |
| TX | RA | APPROVED | 2020-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 01/1998 | 02/2020 |
| Securities America Advisors, Inc. | Omaha | NE | 07/2003 | 02/2020 |
| Turning Point Wealth Management, Llc | Omaha | NE | 01/2010 | Present |
| Lpl Financial Llc | Omaha | NE | 03/2020 | Present |
1)12/30/2019 - TURNING POINT WEALTH MANAGEMENT, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2009 2) 03/25/2022 - Turning Point Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/11/2022 - 1 Hours Per Month/ 1 Hours During Securities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-07-22 |
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