Jeffrey Stuart Resnick

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2013-05-07
NJ	RA	APPROVED	2004-07-09

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2013-05-07
NJ RA
APPROVED

Since 2004-07-09

Branch Locations

6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Great Neck	NY	04/2004	Present

04/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY

Other Businesses

I*33796 For profit or not for profit: For-Profit Organization Name of outside business organization: ABA SPORTS Investment related: N Address of business: One Ames Court, Plainview, New York 11803 Nature of business: Other,Recreational Softball League Position, title, association: Part-Time, Start date of relationship: 12:00:00 AM Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: UMPIRE UMPIRE SOFTBALL GAMES ONLY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-08
S63	Uniform Securities Agent State Law Examination	1995-07-19

S66 Uniform Combined State Law Examination

2004-07-08
S63 Uniform Securities Agent State Law Examination

1995-07-19

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews