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Michael Thomas Prior

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

North Haven, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-02
CT RA APPROVED 1996-05-15
  • TX RA
    APPROVED_RES
    Since 2009-11-02
  • CT RA
    APPROVED
    Since 1996-05-15

Branch Locations

157 Church St, New Haven, CT 06510 • United States

North Haven, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 12/1991 Present
Bank Of America, N.A. New Haven CT 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-21
S63 Uniform Securities Agent State Law Examination 1995-03-03
  • S65 Uniform Investment Adviser Law Examination
    1995-06-21
  • S63 Uniform Securities Agent State Law Examination
    1995-03-03
Other Names
  • Michael T Prior

View on SEC IAPD

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WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
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RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
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