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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-30 |
| PA | RA | APPROVED | 2023-11-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Moontownship | PA | 06/1996 | 11/2017 |
| Raymond James Financial Services, Inc. | Moon Township | PA | 11/2017 | 03/2022 |
| Raymond James Financial Services Advisors Inc. | Moon Township | PA | 11/2017 | 03/2022 |
| Cantella & Co Inc. | Malden | MA | 03/2022 | 06/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | 11/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | 11/2023 |
| Cantella & Co., Inc. | Malden | MA | 03/2022 | 12/2022 |
| Lpl Financial Llc | Moon Twp | PA | 11/2023 | Present |
1) 11/22/2023 - Richard Irr - Non-Variable Insurance Trails only - term insurance policies - Investment related - 1 Hour per month - Start date: 11/30/2023. 2) 11/22/2023 - Richard Irr & Heidi Fortwangler-lrr - Real Estate Rental - Owner - Moon Township PA - Investment related - 4 Hours per month - Start date: 11/30/2023. 3) 05/15/2024 - Real Estate Rental - Investment Related - Oakdale, PA - Start Date 06/15/2024 - 1 Hour Per Month/ 0 Hours During Trading 4) 07/10/2026 - J Cubed Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/31/2026 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-23 |
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