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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-07
SC RA APPROVED 2025-05-30
OR RA APPROVED 2025-01-23
WV RA APPROVED 2024-03-07
GA RA APPROVED 2023-08-23
MD RA APPROVED 2023-06-09
MI RA APPROVED 2023-04-07
KS RA APPROVED 2022-10-21
NY RA APPROVED 2021-11-10
MA RA APPROVED 2021-09-09
AZ RA APPROVED 2021-08-16
MO RA APPROVED 2021-07-29
FL RA APPROVED 2020-09-09
NV RA APPROVED 2020-08-18
KY RA APPROVED 2020-08-12
IN RA APPROVED 2020-08-10
TX RA APPROVED_RES 2020-08-10
MN RA APPROVED 2020-08-07
OH RA APPROVED 2020-08-07
WA RA APPROVED 2020-08-07
WI RA APPROVED 2020-08-07
CA RA APPROVED 2020-08-06
CO RA APPROVED 2020-08-06
IL RA APPROVED 2020-08-06
  • NJ RA
    APPROVED
    Since 2025-10-07
  • SC RA
    APPROVED
    Since 2025-05-30
  • OR RA
    APPROVED
    Since 2025-01-23
  • WV RA
    APPROVED
    Since 2024-03-07
  • GA RA
    APPROVED
    Since 2023-08-23
  • MD RA
    APPROVED
    Since 2023-06-09
  • MI RA
    APPROVED
    Since 2023-04-07
  • KS RA
    APPROVED
    Since 2022-10-21
  • NY RA
    APPROVED
    Since 2021-11-10
  • MA RA
    APPROVED
    Since 2021-09-09
  • AZ RA
    APPROVED
    Since 2021-08-16
  • MO RA
    APPROVED
    Since 2021-07-29
  • FL RA
    APPROVED
    Since 2020-09-09
  • NV RA
    APPROVED
    Since 2020-08-18
  • KY RA
    APPROVED
    Since 2020-08-12
  • IN RA
    APPROVED
    Since 2020-08-10
  • TX RA
    APPROVED_RES
    Since 2020-08-10
  • MN RA
    APPROVED
    Since 2020-08-07
  • OH RA
    APPROVED
    Since 2020-08-07
  • WA RA
    APPROVED
    Since 2020-08-07
  • WI RA
    APPROVED
    Since 2020-08-07
  • CA RA
    APPROVED
    Since 2020-08-06
  • CO RA
    APPROVED
    Since 2020-08-06
  • IL RA
    APPROVED
    Since 2020-08-06

Branch Locations

2217B Lakeside Drive, Bannockburn, IL 60015 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 07/1993 Present
Securities Service Network, Inc. Northbrook IL 03/2006 08/2020
Lasalle St Securities Elmhurst IL 08/2020 Present
Lasalle St Investment Advisors Elmhurst IL 08/2020 Present
  • 07/1993 → Present
    Northwestern Mutual Life
    Milwaukee, WI
  • 03/2006 → 08/2020
    Securities Service Network, Inc.
    Northbrook, IL
  • 08/2020 → Present
    Lasalle St Securities
    Elmhurst, IL
  • 08/2020 → Present
    Lasalle St Investment Advisors
    Elmhurst, IL
Previous Registrations
  • 2008-12-10 → 2020-08-06
    Ssn Advisory, Inc.
    Northbrook, IL
Other Businesses

1) TOM TERRILL - 101 WAUKENGAN RD, STE 990, LAKE BLUFF, IL - SOLE PROP - GROUP HEALTH INS LEADS REFERED TO TOM TERRILL - COMMISSIONS SHARED - 1/1/1998 - 1 HR/MO/TRD HRS - REFERRING GROUP HEALTH INSURANCE LEADS TO TOM TERRRILL. NO OTHER REQUIREMENTS ON MY PART. - NON-INVESTMENT RELATED 2) PETER KEARNEY RENTAL - 2217 B LAKESIDE DRIVE BANNOCKBURN, IL - SOLE PROP - I HAVE TENTANT IN MY OFFICE JEFF KINZLER, WHO RENTS OFFICE SPACE FROM ME- NONINVESTMENT RELATED 3) RSG Corp Inc. - 2217 B LAKESIDE DRIVE BLANNOCKBURN, IL - 2013 start date - NIR - RIA and doing business as RSG Corp for traditional 12b1 business. - Investment Advisor - Private Corp - 40 hrs/mo trading 4) LaSalle St Investment Advisors - Advisory Business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-15
S63 Uniform Securities Agent State Law Examination 1995-03-13
  • S65 Uniform Investment Adviser Law Examination
    2008-11-15
  • S63 Uniform Securities Agent State Law Examination
    1995-03-13

View on SEC IAPD

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