Jeffrey Michael Zufall

Current Employers

Employment History

• 10/2007 → 10/2017
  National Plannning Corporation
  Ellisville, MO
• 10/2017 → Present
  Kestra Investment Services, Llc
  Ellisville, MO
• 10/2017 → Present
  Kestra Advisory Services, Llc
  Ellisville, MO

Previous Registrations

• 2007-10-30 → 2017-10-17
  National Planning Corporation
  Ellisville, MO
  El Segundo, CA
• 2003-07-21 → 2007-10-30
  American General Securities Incorporated
  Ellisville, MO

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment advisor rep Start Date: 10/12/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: help clients manage investment accountsBusiness Name: Capital Advisors Group, Inc. Investment Related: No Address: 119 Old State Rd Ellisville MO 63021 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: agent Start Date: 1/1/2012 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: help in the gathering of documents needed to prepare personal tax returns - preparation of personal tax returns and general tax planning and/or tax projectionsBusiness Name: Capital Advisory Group, Inc. Investment Related: Yes Address: 119 Old State Rd Ellisville MO 63021 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: president Start Date: 8/14/2009 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: run day to day operationsBusiness Name: JEFF ZUFALL Investment Related: No Address: 119 old state rd ellisville MO 63021 Nature of Business: Tax/Accounting/CPA Position, Title or Relationship: AUTHOR Start Date: 1/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: NOTHING MKZ, LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2022 ADDRESS: 119 Old State Rd, Ellisville MO 63021, United States DESCRIPTION: collect rents and do repairs to building

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-17
• S63 Uniform Securities Agent State Law Examination
  1994-12-14