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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-16 |
| FL | RA | APPROVED | 2025-10-16 |
| NJ | RA | APPROVED | 2025-10-16 |
| PA | RA | APPROVED | 2023-03-20 |
| ME | RA | APPROVED | 2023-01-19 |
Branch Locations
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Boca Raton | FL | 04/2010 | 11/2022 |
| National Asset Management | Boca Raton | FL | 11/2020 | 11/2022 |
| Arete Wealth Management, Llc | Chicago | IL | 01/2023 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 01/2023 | Present |
(1) LEVINE HOLDINGS LLC 1200 N FEDERAL HIGHWAY 2ND FLOOR BOCA RATON FL OWNER TAX FLOW PASS THROUGH ENTITY FOR PERSONAL FINANCIAL AND FAMILY MATTERS START JUNE 2014....(2) PROPER ICE CREAM, Proper Congress Kitchen, Proper Boca Raton - BOCA RATON, RETAIL STORE ENGAGED IN THE SALE OF ICE CREAM, BAKED GOODS AND DESSERTS, PARTNER, BOCA RATON, FL, NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-17 |
| S65 | Uniform Investment Adviser Law Examination | 2005-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-12 |
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