Charles Winthrop Stanton

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-03-18
WA	RA	APPROVED	2000-02-16

TX RA
APPROVED

Since 2014-03-18
WA RA
APPROVED

Since 2000-02-16

Branch Locations

10500 Ne 8Th Street Suite 1600, Bellevue, WA 98004 • United States

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DBA, CASCADE WEALTH STRATEGIES, LLC. charlie@cascadews.com. Stanton Solar, LLC 5515 142nd Ave SE Bellevue, WA 98006, sole owner, 11/2025, approx 11 hrs. month, $20K annual comp.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-30
S63	Uniform Securities Agent State Law Examination	1994-12-07

S65 Uniform Investment Adviser Law Examination

2011-03-30
S63 Uniform Securities Agent State Law Examination

1994-12-07

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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Exams

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