Michael Tartarini

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-08-19

MA RA
APPROVED

Since 2025-08-19

Branch Locations

340 Great Rd, Acton, MA 01720 • United States

65 Main St, Leominster, MA 01453 • United States

420 John Fitch Hwy, Fitchburg, MA 01420 • United States

185 Littleton Rd, Chelmsford, MA 01824 • United States

20 Drum Hill Rd, Chelmsford, MA 01824 • United States

237 Littleton Rd, Westford, MA 01886 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

430 Gorham St, Lowell, MA 01852 • United States

185 Littleton Rd, Chelmsford, MA 01824 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Meriden	CT	07/2016	03/2018
East Cambridge Savings Bank	Cambridge	MA	07/2016	02/2018
Sagepoint Financial	Westborough	MA	02/2018	09/2023
Osaic Wealth, Inc.	Westborough	MA	09/2023	12/2023
Legacy Financial Advisors	Westborough	MA	03/2018	01/2025
Lpl Financial	Westborough	MA	12/2023	01/2025
Raymond James Financial Services, Inc.	Chelmsford	MA	01/2025	07/2025
Raymond James Financial Services Advisors, Inc.	Chelmsford	MA	01/2025	07/2025
Lpl Financial	Chelmsford	MA	08/2025	Present
Rockland Trust Company	Chelmsford	MA	08/2025	Present

07/2016 → 03/2018

Infinex Investments, Inc.

Meriden, CT
07/2016 → 02/2018

East Cambridge Savings Bank

Cambridge, MA
02/2018 → 09/2023

Sagepoint Financial

Westborough, MA
09/2023 → 12/2023

Osaic Wealth, Inc.

Westborough, MA
03/2018 → 01/2025

Legacy Financial Advisors

Westborough, MA
12/2023 → 01/2025

Lpl Financial

Westborough, MA
01/2025 → 07/2025

Raymond James Financial Services, Inc.

Chelmsford, MA
01/2025 → 07/2025

Raymond James Financial Services Advisors, Inc.

Chelmsford, MA
08/2025 → Present

Lpl Financial

Chelmsford, MA
08/2025 → Present

Rockland Trust Company

Chelmsford, MA

Previous Registrations

2025-02-14 → 2025-07-21

Raymond James Financial Services Advisors, Inc

Chelmsford, MA
2024-01-05 → 2025-01-31

Lpl Financial Llc

Westborough, MA

San Diego, CA

Westborough, MA
2023-09-01 → 2023-12-13

Osaic Wealth, Inc.

Westborough, MA
2018-03-07 → 2023-09-01

Osaic Services, Inc.

Westborough, MA
2016-08-22 → 2018-03-02

Osaic Institutions, Inc.

Waltham, MA
2016-05-12 → 2016-07-25

Pruco Securities, Llc.

Needham, MA
2011-02-24 → 2014-06-16

Signator Investors, Inc.

Needham Heights, MA
2010-02-10 → 2010-07-12

Osaic Services, Inc.

Dracut, MA
2008-07-23 → 2010-01-13

Signator Investors, Inc.

Boston, MA
2006-01-31 → 2008-02-11

Signator Investors, Inc.

Boston, MA

Boston, MA

Other Businesses

1) 08/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Rockland Trust Financial Services / Inv Related / At reported business location (s). 2) 08/25/2025- Rockland Trust Company- DBA for LPL Business (entity for LPL business)- RT Investment Services- INV Related- At Reported Business Location(s)- Start date 08/18/2025- 160 Hours Per Month- 160 Hours During Trading. 3) 09/04/2025- BSMG- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/18/2025- 5 Hours Per Month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-30
S63	Uniform Securities Agent State Law Examination	1995-10-11

S66 Uniform Combined State Law Examination

2006-01-30
S63 Uniform Securities Agent State Law Examination

1995-10-11

View on SEC IAPD