Katherine Nile Baum

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 03/2017
  Muhlenkamp & Co/Muhlenkamp Funds
  Wexford, PA
• 01/2008 → 03/2017
  Quasar Distributors, Llc
  Milwaukee, WI
• 04/2017 → Present
  Morgan Stanley
  Pittsburgh, PA
• 06/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2008-01-28 → 2017-05-09
  Muhlenkamp & Co Inc
  Wexford, PA

Other Businesses

1. *372477-POA; Investment related: No; Conneaut Lake, PA; POA; May 2019; during business hours: 0; after business hours: 2 *708357- Moyers Family LP; Investment related Yes; Conneaut Lake, Pennsylvania; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2019; During business hours: 0; After business hours: 1; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-03
• S63 Uniform Securities Agent State Law Examination
  2005-01-19

Other Names

• Katherine Moyers
• Katherine Creedon