David Earl Creasey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Ubs Financial Services Inc
  Houston, TX

Previous Registrations

• 2009-10-23 → 2010-09-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 2003-02-10 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Houston, TX
  New Orleans, LA
  Woodlands, TX
  El Paso, TX
  Houston, TX

Other Businesses

THE ALLEY THEATRE / 615 TEXAS AVENUE HOUSTON TEXAS 77002 / OTHER / OTHER REGIONAL THEATRE / THEATER / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / I AM A MEMBER OF THE BOARD, AND A VICE PRESIDENT ON THE EXECUTIVE COMMITTEE. I AM CHAIR OF THE EDUCATION AND COMMUNITY ENGAGEMENT COMMITTEE, ON THE FINANCE AND AUDIT COMMITTEES. / START DATE 03/01/2003 / 1-3 HOURS PER MONTH Sam Houston Area Council Boy Scouts of America, Youth Development, Member of Board of directors, I am on the Investment Committee and the Annual Golf Tournament Committee, start date-1/1/2000, HoustonTX USA77008-131.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-06
• S63 Uniform Securities Agent State Law Examination
  1994-12-14