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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-26
  • TX RA
    APPROVED
    Since 2016-05-26

Branch Locations

Austin, TX • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Austin TX 04/2016 Present
Kestra Investment Services, Llc Austin TX 04/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-25
S63 Uniform Securities Agent State Law Examination 1996-09-11
  • S66 Uniform Combined State Law Examination
    2016-02-25
  • S63 Uniform Securities Agent State Law Examination
    1996-09-11

View on SEC IAPD

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