Michael Ross Cournoyer

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-08-01 → 2013-09-03
  Walnut Street Securities, Inc.
  Deridder, LA
• 1997-12-02 → 2003-08-01
  Nathan & Lewis Securities, Inc.
  Deridder, LA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/1993, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. MICHAEL R COURNOYER, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, NOTARIAL SERVICES, STARTED 7/2015, NOTARY, APX 1 HOUR PER WEEK, VARIES DURING TRADING HOURS, PROVIDE NOTARIZATIONS. 3. NAME OF OTHER BUSINESS: FIRST BAPTIST CHURCH OF MERRYVILLE; INVESTMENT RELATED: NO; ADDRESS: 2010 BRYAN ST, MERRYVILLE, LA 70653; NATURE OF BUSINESS: NON-PROFIT; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: DEACON; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF AND ASSISTANCE WITH CHURCH OPERATIONS; 4. NAME OF OTHER BUSINESS: COURNOYER & COMPANY INVESTMENT SERVICES,, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-22
• S63 Uniform Securities Agent State Law Examination
  1994-12-20

Designations

Other Names

• Mike Cournoyer