Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America/Merrill Lynch | New York | NY | 08/2007 | 10/2017 |
| Mindlance Inca | Austin | TX | 10/2018 | 02/2019 |
| Cirrus Research, Llc | Tarrytown | NY | 02/2019 | 07/2021 |
| Unemployed | Rye | NY | 11/2017 | 08/2018 |
| White Oak Barn Inc. | Austin | TX | 06/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 07/2021 | Present |
| Bank Of America, N.A. | San Antonio | TX | 08/2021 | Present |
The name of the business is White Oak Barn Inc. This business is not investment-related. The address is in Austin, TX 78738. The business is a retail clothing and gift boutique. I am the Chief Financial Officer. The Start Date was June 2018. I work approximately 30 hours per month and none of the hours is during trading hours. I am responsible for the company's financials (paying bills, running payroll) and I help with the company's website.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-24 |
Reach out to this advisor