Charles Christian Specht

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Spokane, WA
• 11/2016 → 12/2019
  Wells Fargo Clearing Services, Llc
  Spokane, WA
• 09/2020 → Present
  Lpl Financial, Llc
  Dalton Gardens, ID
• 01/2020 → 08/2020
  Unemployed
  Dalton Gardens, ID

Previous Registrations

• 2001-03-22 → 2020-01-07
  Wells Fargo Clearing Services, Llc
  Pasadena, CA
  Spokane, WA
  Pasadena, CA
  Coeur D'ALene, ID

Other Businesses

1) 9/23/2020 - Dana Specht and husband Charles Specht - SARASOTA, FL - Real Estate Rental - Inv. related - Start Date:07/05/2017 - 2 Hrs/Mth - 0 Hrs During Trading. 2) 9/23/2020 - Clarity Wealth Strategies - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Inv. related - 0 Hrs/Mth - 0 Hrs During Trading. 3) 9/23/2020 -Charles Specht - DALTON GARDENS, ID - Other - FINRA Arbitrator - Inv. related - 0 Hrs/Mth - 0 Hrs During Trading. 4) 9/23/2020 - No Business Name - At Reported Business Location(s) - Notary - Inv. related - 0 Hrs/Mth - 0 Hrs During Trading. 5) 09/29/2021- No Business Name - At Reported Business Location(s)- Non-Variable Insurance - Inv. related - start date 9/1/2021- 2hrs/mo.; 0hrs during trading. 6) 11/2/2023 - ID Notary Commission - At Reported Business Location(s) - Other - ID Notary - Inv. related - start date 11/1/2023 - 1hr/mo.; 0hrs during trading. 7) 12/08/2025 - Stable Storefronts - Amazon Store - Other - Business Owner - Not Investment Related - Dalton Gardens, ID - Start Date 06/10/2025 - 4 hours per month/ 0 hours during trading 8) 05/23/2024 - Kootenai County Republican Central Committee - Non-Inv Related - Coeur d'Alene, ID - Other - Republican Precinct Committeeman for Koote - Start Date 5/22/2024 - 4 Hours per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-05
• S63 Uniform Securities Agent State Law Examination
  1995-01-20